January 27, 2025 Fionntan Gamble

Senior Compliance Associate

Closing on: Feb 21, 2025

Senior Compliance Associate

Regulatory Compliance & Prudential Expertise

Location: Flexible/Hybrid

Salary: negotiable range typically £60,000-£75,000+bonus

THE ROLE

Looking to elevate your career in regulatory compliance? Join an innovative Capital Markets team delivering high-quality solutions for clients in the financial services industry.

At Signatus, we connect top talent with exceptional opportunities. This exciting role is perfect for a Senior Compliance Associate with expertise in prudential regulation, ICARA processes, and governance systems, offering the chance to work with market leaders and contribute to cutting-edge regulatory projects.


YOUR Key Responsibilities 

  • Lead the delivery of regulatory compliance solutions to a wide range of clients, ensuring high standards of service.
  • Provide expert support for ICARA processes, prudential reporting, and governance frameworks, including drafting, reviewing, and challenging where necessary.
  • Stay up to date with regulatory developments in the UK and beyond, advising clients on best practices to meet compliance needs.
  • Develop and execute the prudential team’s go-to-market strategy, contributing to thought leadership, attending industry events, and networking to build relationships.
  • Establish and maintain strong client relationships to generate future business opportunities.
  • Mentor and coach junior colleagues to enhance the team’s regulatory delivery capability.
  • Conduct onsite and remote assessments, delivering reports aligned with project requirements and regulatory frameworks.

Essential Skills and Experience

  • At least 3+ years of experience in financial services regulation, interpreting and applying regulatory requirements.
  • Demonstrated ability to simplify complex regulations into clear and actionable solutions for clients.
  • Strong analytical and critical thinking skills, with a proactive approach to solving complex regulatory challenges.
  • Proven ability to influence and persuade senior stakeholders to adopt and implement change.
  • Excellent communication skills, both written and verbal, with experience delivering concise presentations and reports.
  • Exceptional attention to detail, alongside strong motivation and personal drive to excel.
  • Proficient project management skills with a track record of delivering projects on time.

Desirable Qualifications

  • Professional certifications such as ACAMS, ICA, or CISI.
  • Evidence of continued professional development in compliance, prudential regulation, or related fields.

Why Join This Opportunity?

  • Be part of a fast-growing Capital Markets team tackling some of the most pressing regulatory challenges in the industry.
  • Work alongside leading industry experts in a collaborative, innovative environment.
  • Gain exposure to a variety of clients and complex regulatory projects, enhancing your expertise.
  • Contribute to thought leadership and shape best practices in prudential regulation and regulatory compliance.

Now to Apply!

If you’re a regulatory compliance professional or Senior Compliance associate seeking an exciting new challenge, this is your call to change.

Email: fionntan@signatus.co.uk with a copy of your CV or to register your interest
Call: +44 7982 608 069 for a confidential discussion at any time.

At Signatus, we specialise in connecting the best talent with top employers. Let us help you take the next step in your career and make a meaningful impact in the world of regulatory compliance.

Apply today to start your journey!


Keyword search

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  • ICARA Specialist Jobs
  • Compliance Careers Flexible/Remote
  • Governance and Risk Management
  • Regulatory Reporting Specialist
  • Financial Services Jobs UK
  • Compliance Consultancy Opportunities
Job Category: Regulatory compliance
Job Type: Permanent Full-time
Job Location: Flexible Hybrid

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